Compliance Officer / Deputy MLRO

Closing on: May 31, 2023

The Compliance Officer/Deputy MLRO will support and assist the MLRO in all responsibilities and will act during their absence.

Main Duties:

  • Assisting the MLRO in researching the firm’s organization and its requirements
  • Assisting in the development and monitoring the compliance controls in the firm
  • Keep up to date with regulatory developments
  • Support the staff in the firm to maintain compliance and assist the governing body in developing the compliance culture of the firm
  • Write and present compliance reports when necessary
  • Consider and advise on the regulatory implications of new business strategies
  • Plan and deliver compliance training alongside the MLRO
  • Maintain an effective relationship with relevant external bodies and respond to requests on consultations
  • Deal with complaints regarding non-compliance
  • Identify, investigate and resolve non-compliant activity within the firm
  • Inform regulatory bodies of breaches in rules and regulations
  • Assist in developing and monitoring the firm’s compliance with its training and competency programme and training and competency document.

Key Skill Set:

  • Risk Assessment
  • Conflict Management
  • Integrity
  • Updated with the constant change in rules etc

Preferred Attributes or Competencies:

  • Constant Assertiveness
  • Well groomed, professional and personable
  • Full understanding of both the company’s structure
  • Full understanding of the regulatory requirements
  • Always keep a friendly approach to staff member and visitors

Experience and Qualifications:

  • 5 years experience in a Compliance Dept within the financial services sector within the GCC.
  • Must have AML qualifications
  • Team player
  • Able to act with a minimum of supervision
  • Strong investigational, analytical, ethics and problem-solving skills
  • Extraordinary attention to detail
Job Categories: Office Admin
Job Types: Full Time
Job Locations: Bahrain

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